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An Armed Forces Anomaly: Key Ingredients to Ecuador’s Democratic Consistency

This analysis was prepared by COHA Research Associate Juan Pablo Pitarque
August 4, 2010

The 1960s launched an era in Latin America tainted by the blood of innocent citizens and haunted by dictatorial military rule. During this period, a series of right-wing governments throughout Latin America crushed the opposition through public repression, human rights abuses and, in several instances, no-hold civil wars. Military forces, often trained and supplied by the United States, became the instrument of choice to enforce Cold War-driven national stability.

Inexplicably, during subsequent decades, when it came to dictatorial rule in the Americas, Ecuador proved to be an exception. Although Ecuador did undergo rule by a military junta, it was popularly referred to as the dictablanda, or “soft dictatorship,” which was neither a democratic institution nor an administration that committed grievous human rights violations by challenging the constitutional rights of Ecuadorian citizens. Its history indicates that the Ecuadorian armed forces have proven to be the only institutionally constant democratic component in an otherwise unstable country. The military thus uniquely has been called upon to act as a monitor of continuismo—promoting democratic behavior by acting as a constitutional guarantor, rather than a usurper of power.

A Tradition of National Defense

For much of the 20th Century, the Ecuadorian military traditionally served as a defender of the national domain. In the past 30 years, the military served in such a manner on three occasions after Ecuador’s earlier partition from the Gran Colombia in 1830. The first confrontation began on July 5, 1941 when two Peruvian forces invaded Ecuador’s Amazon territory and, due to Quito’s lack of adequate military intelligence at the time, succeeded in conquering a large part of the Amazonian region. The conflict ended in an untenable truce with the signing of the Protocol of Rio de Janeiro in February of 1942. Partially as a response to the escalation of conflict with Peru, after civilian rule was restored to Ecuador in 1979, the country’s armed forces now “dedicated their attention towards strict military training and the institutionalization of the military as a whole,” according to a high ranking Ecuadorian military officer. By the time that the subsequent 1995 War of Alto Cenepa began, the Ecuadorian military had managed to build a strong, effective, and efficient military force.

In January 1995, Ecuadorian Special Forces conducted a surprise attack on a Peruvian base built on Ecuadorian territory and drove the Peruvians back in a fierce battle. The combat continued until February, when a cease-fire agreement was signed, with both sides claiming victory. When Ecuadorian President Jamil Mahuad and Peruvian President Alberto Fuijimori signed the Presidential Act Peace Treaty on October 26, 1998, they officially delineated the borders between Peru and Ecuador and put an end to long-standing tensions between the two countries. As ill feelings cooled and both sides grew accustomed to the new reign of peace along their borders, the military appeared to have entered into a tension-free period; however, this lack of tension was not destined to be the case.

Enjoying what seemed to be a period of tranquility, Ecuador failed to adequately train and equip its military in order to counter newer threats being mounted on its northern border with Colombia, until March 1, 2008 when a unit of the Colombian armed forces disrupted its border with Ecuador by launching an air and land attack aimed at eliminating a secret FARC base on Ecuadorian territory. The attack resulted in the death of the guerrilla’s second higher commander, Raúl Reyes. Although the Colombian sortie was successful, the attack—which was carried out in Ecuador’s northern region, in Angostura —was a clear violation of the latter’s sovereignty.

Immediately following the incident, Ecuador deployed 3,200 troops along its northern border and recalled its ambassador from Bogotá. Formal relations between Ecuador and Colombia had officially reached a state of near belligerence, uncharacteristic of the historic relationship shared by the two countries. After an apology from President Uribe, relations between Ecuador and Colombia were gradually restored, but Ecuadorian troops remained vigilant. “The attack served as an awakening to our armed forces,” the military official said. Although the attack was not by any stretch an attempt at a prolonged invasion, it was an example of Colombia’s domestic strategies being inappropriately exercised outside its borders. Now, two years later, Ecuador and Colombia still teeter on the edge of turbulent relations. Ecuador has now fully realized that the FARC poses a discordant problem, and while Quito is not likely to sign a treaty with Washington redolent of Plan Colombia, it will continue to use its armed forces to defend its territory from any threat against its national security.

Pillars of Stability and Development

Contrary to popular belief, the armed forces across Latin America do not all serve the same purpose. Each military establishment is unique, given their own historical background. Ecuador’s military history does not include brutal military juntas but instead its shown to be an omnipresent force keen on the nation’s development.

In order to analyze the role of the Ecuadorian military, one must first look at the country’s recent socio-economic breakdown. In 2008, approximately 35% of the population lived under the poverty line. The poor are heavily concentrated in underdeveloped pockets across the nation, specifically in the rural areas. For years, the non-responsive rule of oligarchic governments have steered official attention as well as funding for social programs to the large cities. For instance, during the petroleum boom of the 1970s, most of the government revenue was used for the modernization of Quito, while the underdeveloped Amazon region merely served to pump out black gold. This lack of an effective governmental presence in much of the country left a vacuum and became a source of governmental instability.

However, since the military was positioned in Ecuador’s most remote regions for defense purposes, it became a constant point of authority that enabled military units to fill the power vacuums as well as attend to social necessities. According to the military official, because the military was an omnipresent force in Ecuador, particularly in its outlying regions, it has had a fundamental part in the nation’s development; “where there wasn’t a doctor, there was a medic, where there wasn’t a teacher, there was a soldier prepared to serve as an educator.” Additionally, the obligatory military service (which was eliminated in 2007) gave many poor young men an opportunity for obtaining food, housing, and a career. Thus, after joining the military service at the age of 18, former soldiers would “leave as new men with ideals and intentions to better their local communities,” observed the military officer. The military ultimately aided, and continues to aid, in developing the local economies of Ecuador’s poorest regions. In the face of such a politically tumultuous history, the military has become renowned for its service and a steady institutional backbone ready to unconditionally support the country’s development and defenses.

Benign Juntas and the Monitors of Continuismo

As early as 1961, there were military units ready to overthrow disreputable leaders such as Ecuador’s five-time president, José María Velasco-Ibarra. In November of that year the military finally overthrew Velasco-Ibarra and placed his Vice-President, Carlos Julio Arosemena, in power. It took 20 months for the military leaders to realize that they had committed a blunder. Arosemena, who was notorious for his drinking habits, was not a leader fit to represent the country. Congress made two attempts to impeach him but after continued frustrations of their efforts, the military stated in 1963 that “it was [their] duty to save the country from an abyss of dissolution and anarchy.”

At the end of the Cold War, the military continued its role as a constitutional guarantor, with its most recent appearances taking place in 2000 and 2005. When Jamil Mahuad was elected President in 1998, he enacted unsound economic policies, which caused the largest banking crisis in Ecuador’s history. The loss of deposits, credit, and subsequent effect on employment spurred accusations of government corruption and led to mass demonstrations. At that point, “due to the massive social deficiency, the military sympathized with the people and supported their calls for economic and social stability,” recalls the officer—something that the elected government of Mahuad could not achieve.

Eventually, the military, alongside leaders of the CONAIE, the country’s national indigenous organization, sponsored a junta which ousted Mahuad, and in so doing etched in Latin American history yet another coup d’état. However, “according to statements by military junta leaders at the time of the [January 2000] coup, they had a predetermined plan to remain in power for a brief period of up to six months,” states Dr. Miah Jaskoski of the Naval Postgraduate School. In fact, the 2000 junta concluded its presence within a few hours with the swearing in of Vice-President Gustavo Noboa on January 22.

The military again returned to its calling as a monitor of continuismo, after the election of President Lucio Gutierrez in 2003. By late 2004, he surprised his former allies by forming an alliance with the congressional majority in an effort to enact unconstitutional reforms and consolidate power. This political move allowed him to secure enough votes in Congress to replace independent members of the Supreme Court with judges grateful for their appointment and sympathetic to his views. Some of these actions were blatant violations of Ecuador’s 1998 Constitution: “Congress has no role in the hiring and firing of Supreme Court Justices.”

Due to Gutierrez’s increasingly blatant undermining of the Constitution and arrogant acts of corruption, the public began to protest. At this point Joint Chief of Staff Admiral Victor Hugo Rosero publicly stated that the military had revoked support for the president. This further spurred public outcries, which resulted in the final ousting of Gutierrez. “The good thing was that democracy was reestablished within a few days,” observed the high ranking official in reference to the accession of Vice-President Alfredo Palacio to the presidency, who would hold power until the next elections in 2006.

Democratizing the Armed Forces

Prior to Correa’s taking office in 2007, the Ecuadorian Congress, alongside the Ministry of Defense (MoD), had begun to create an administrative-political model that would restructure the armed forces. According to an article by General Oswaldo Jarrín, ex-Ecuadorian Minister of Defense, the model had two objectives: “(1) To strengthen institutionalization and the professionalism of the armed forces and, (2) To embed a legal base and doctrine within the military.” This was accomplished through a two-step plan. Step one included the creation of the “Professional Morals and Democratic Culture Improvement Plan,” put forth by the Ecuadorian Military Academy and the MoD to broaden the armed forces’ education on distinct subjects, such as defense of the constitution without overriding democratic principles. Once all the military branches incorporated these educational laws, the next step dealt with the personal well-being of each member of the armed forces. It sought to provide a better lifestyle to each soldier by enacting: extension of the retirement age by five years, the establishment of social security and healthcare services, and an increase in salaries of up to 22.5%.

In January 2007, the National Congress voted on and passed the new laws to institutionalize the armed forces in an attempt to completely nullify the possibility of a golpe, while aiming to educate the armed forces in the democratic nature of the country’s military. Currently, under the Correa presidency, there has been increasing civilian oversight over the armed forces. The 2007 Organic Defense Laws have set forth a worthy precedent; however, as Ecuador continues to struggle with issues both domestic and external, the role of the military and its relationship with the government still have not become crystal clear.

Homeland Insecurity

Like any other administration that has held the Ecuadorian presidency, Correa faces several challenges, including increasing levels of crime. In order to effectively address these issues, Correa has proposed Plan Ecuador as a method to “maintain the country’s security and sovereignty.” Thus far, Plan Ecuador has received about $43 million via international aid packages, only a fraction of the $130 million he views as being necessary. Moreover, the plan has been faulted for its lack of overall specificity as to how to accomplish its goals. It is also beset by a feeble annual economic growth rate of barely 0.4%. This dismal figure has been compounded by a number of economic policies enacted by the President that have created a lack of confidence within the domestic and international investing community.

Among the seven concepts presented in Plan Ecuador (for more details consult http://www.coha.org/plan-ecuador-practical-ideas-or-lofty-ideals), there is some discussion of establishing stronger borders and ending narcotics traffic in the region. These issues, which pertain primarily to the armed forces, must be addressed with an adequate defense budget. The Ecuadorian military receives the equivalent of only 0.9% of GDP for defense spending. Moreover, the war material on which the money is spent often proves to be inferior. Case in point is the purchase of the Indian DHRUV helicopters, one of which crashed on its maiden flight. Additionally, there was a 50% cutback on the purchasing of Brazilian Super Tucano light-attack aircraft to combat drug trafficking, further limiting the equipment available to conduct an efficient defense of the sovereign national territory and to effectively participate in the war on drugs.

Atypical Alliance with Uncle Sam

Ecuador’s arrangements with major trade partner and long-time friend, the United States, have suffered several upsets in recent years. The termination of the U.S. Forward Operating Location (FOL) base at Manta will take a significant toll on Ecuador’s defense capabilities. In November 2009, President Correa remarked that the defense agreement with the U.S. would not be signed again unless the U.S. allowed the construction of an Ecuadorian base in Miami. The signing of the defense agreement with Ecuador in 1999 had been carried out under very questionable legal circumstances on the Ecuadorian end. “According to Ecuadorian academics who studied the 1999 agreement, it seemed to be last-minute and skipped a congressional vote,” states Dr. Jaskoski. Thus Correa’s assertion that the base technically was a violation of sovereign territory may be correct, however, from a strategic standpoint, the main flaw in the contract perhaps was that it lacked reciprocity, similar to the document which the U.S. had signed with Brazil on April 12, 2010.

In the latter agreement, the nation of origin contractually owns the base, but allows the U.S. to operate in Brazil in return for the transfer of equipment, intelligence, and training. Correa has resolved that for Ecuador, the nation itself would spearhead this task with little outside support. The military “will follow the foreign policy put forth by [our] Commander in Chief,” states the Ecuadorian officer. Yet it will still be increasingly difficult for Ecuador to fulfill Plan Ecuador and combat illegal activity on the borders without aid from military resources of more powerful nations.

The Ecuadorian government is also undergoing the complexities of negotiating the renewal of the Andean Trade Promotion and Drug Eradication Act (ATPDEA) for a multiple year contract instead of the current single-year plan. This program currently allows the Andean nations to have duty-free access to U.S. markets as well as foresee Washington’s aid to combat the drug trade. However, Ecuador suffered a 58% decrease in exports to the U.S. in 2009, according to the fifth report of the ATPDEA to the U.S. Congress, and the future does not look particularly promising. This statistic seems to be unusual in light of the traditionally shared relationship between Ecuador and the U.S. but also correctly reflects the wariness held by the U.S. and much of the international community toward Ecuador’s at times erratic policies. The report states that, “[f]or Ecuador to take full advantage of the potential investment benefits associated with the ATPDEA, it would need to improve its investment climate.”

In spite of the U.S.’ dismantling of the Manta FOL, the two countries still maintain fairly congenial relations, compared to Bolivia and Venezuela. Although this relationship is weaker than it has been in previous years, the U.S. continues to donate equipment to Ecuador ($1.2 million in the past year) while helping it with military exercises and intelligence. However, the willingness of Washington to provide aid is not being utilized to its fullest capacity, and if the U.S. and Ecuador do not sign the ATPDEA, it will likely exact some toll on Ecuador’s national security budget and economy of Ecuador.

The Military’s 21st Century Purpose

For many years, the armed forces have demonstrated a capacity to remain in the shadows of politics, while still upholding traditional values of territorial defense and loyalty to the constitution. The impairment of Ecuador’s democratic institutions, lasting from the early 1960s through 1979, did not witness dirty wars, yet, surprisingly enough, Ecuador has remained among the countries in Latin America where the now almost obsolete practice of military coups may erupt out of dormancy as a result of mass social demands for regime change. This practice is distinct from other coup-minded militaries, such as that of Honduras, where after the coup had transpired, the golpistas proved to be both corrupt and violent. Contrarily, Ecuador’s military mission is solely to ensure the institution and tradition of democracy, as well as the maintenance of the country’s national security.

Correa’s new defense policies have established a set of guidelines for the military to follow so as to become an institution truly dedicated to democratic principles. However, the laws and regulations have failed to take into consideration two vital elements essential to determining the current status and future evolution of the armed forces: its tumultuous political history, and Ecuador’s relatively non-violent, relatively benign, recent history.

Currently, Correa is attempting to enact laws which present a greater governmental presence in areas such as education and media. Both measures are viewed as controversial and are under close scrutiny by the international community. Furthermore, there is shrinking investor confidence in the Ecuadorian economy, which too has attracted increased international scrutiny of Correa’s goals and tactics. Meanwhile, although the role of the military is not a function of the democratic order, until Ecuador experiences stability in the presidency and in the legislative process, the role of the military will not only be defined by the enforcement of the constitution but also by its upholding of democratic norms and social stability. This delicate balancing act has created an anomaly in the Ecuadorian military as it soldiers on in its historic role of democracy’s paladin.

3 Responses to An Armed Forces Anomaly: Key Ingredients to Ecuador’s Democratic Consistency

  1. Shelley McConnell on August 5, 2010 at 2:28 am

    This is a useful article, but it doesn't quite seem to add up. It claims that the armed forces are key for Ecuador's democratic consistency, but then reviews the instability in the executive that started with Bucaram and continued through Gutierrez. What consistency? It lauds the military as a democratic force, but admits they held a coup in 2000 against Mahuad, and then withdrew support for Gutierrez so he too had to leave the country. Apparently the author forgives these events because a constitutionally designated successor, the vice president, took over rather than the military itself taking power, but that still leaves the military as the arbiter of who gets to govern and how long. In addition, it leaves perfect foreign policy tool for the United States or others wishing to remove presidents whose politics are inconvenient — just have the military force him out and throw your support to the VP as a "constitutional solution." Sorry, but there was nothing constitutional about Mahuad being escorted to an air base and told to resign while his VP was sworn in by a military tribunal in the middle of the night, even before the rump legislature met outside of the capital to remove Mahuad.

    There is a very handy tool for civilians to remove presidents who are breaking the law — it is called impeachment — and it isn't exercised post-facto, after the president has already been escorted off the scene. There are numerous constitutional reasons that an Ecuadorian president can be forced by Congress to leave office before his term is up (due to death, insanity, abandonment of office etc.), and they are easily used since no proof is required (Mahuad had not abandoned his office, and Bucaram was not insane) so why the military needs to intervene is unclear, even for those who thought Mahuad and Gutierrez deserved to be fired.

    This article seems to call upon the military to play the role of arbiter of politics, a role that the Brazilian military best exemplified for years as a so-called "moderating power" (inheriting that role from the monarchy when it ended in 1888). It is precisely such a permissive view that allowed militaries to come to power in the 1960s, and although Ecuador's dictablanda showed admirable restraint, most of the military governments committed atrocious human rights abuses. The author seems aware that it is precisely the fact that Ecuador did NOT suffer such abuses which has made it tolerant of continued military intervention, but then tries to distinguish this from the role of the military in Honduras' June 2009 coup on the grounds that the Ecuadorian military had purer intentions — it wasn't corrupt or self interested. But this is an argument about men, not institutions, and sooner or later someone less well intentioned will rise within Ecuador's military too; I would prefer to base my democracy on laws, not military men's character, especially since the laws can frame incentive structures to help people be their best selves. Meanwhile I would encourage COHA to consider the possibility that the military is not a disinterested actor — it has huge economic investments, an engineering corps contractors are pressured to hire, and an uncomfortably close relationship with the oil sector.

    So, in some ways a good article, and in others a dangerous one.

    Shelley McConnell

  2. Marc Becker on August 5, 2010 at 1:10 pm

    I disagree with Shelley McConnell that Pitarque's argument is inconsistent. My problem is his euphemistic use of the phrase "democratic principles," which in reality means a centrist representative government. Yes, as McConnell states, the military has clear interests, and these are best served by a moderate to center-right government. In the early 1960s, they put significant pressure on Arosemena to prevent him from moving left, including forcing him to break relations with Cuba. It seems to me that Correa is currently similarly being torn between left and right political actors. For all of its more benign history in Ecuador, the military is opposed to leftist participatory government, and it would appear to me that Pitarque and COHA are as well.

  3. coha on August 5, 2010 at 3:30 pm

    First of all, I would like to offer my apologies for misleading you in my article, and I would like to clarify the point made. Your comments are insightful and make good points. You are correct in that the military is an arbiter of power, it does have vast economic interests, and—depending on it role as arbiter—could produce some unfortunate actions. Nonetheless, I think you have misunderstood my thesis.

    COHA is not, and will never be, in favor of a military government anywhere in the hemisphere or the world. That being said, what the article's overall point was that yes, military coups are undemocratic; however, Ecuador's military seeks to do this with the intentions of bettering society. Unfortunately, Ecuador has been politically misguided for countless years, which has lead not only to an unequal distribution of wealth but a complete ignorance of the general population. Thus, when governments emerge that either continue this trend or threaten the national economy as a whole, there is a social demand for immediate action.

    Democracy has not permeated enough in our culture nor have democratic institutions matured so as to enact impeachments, for instance. Instead, there is a social demand for immediate action and that is where the military must intervene. Thankfully, history has shown that these interventions are neither violent nor enduring.

    When I interviewed a high-ranking military officer who was present during the ousting of Mahuad, he said the military was involved to answer a higher calling from the suffering people. Thankfully, it does not follow the traditional concept of a Latin American military coup where the military is there to stay. Of course, not everything is perfect and there were probably some other interests that motivated the military. I am aware of the corruption within the ranks of the military, but unfortunately it is an institution that has established itself as a political player. The only way to avoid the military from assuming such a role will require not only the re-education of its members but also through the election of a stable and democratic government—one that does not divide the people nor create instability. A democratic government of this type can set a precedent that will triumphantly absolve the military from the role they currently hold, but until then there seems as if there is no other alternative but for the arbiter to act.

    Again, I offer my most sincere apologies for any misdirection I may have caused.

    Sincerely,

    Juan Pablo Pitarque

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